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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-02-04 |
Branch Locations
5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Contractor | Atlanta | GA | 08/1990 | Present |
| Commonwealth Financial Network | Norcross | GA | 02/1999 | 08/2018 |
| Atlanta Financial Associates, Inc. | Atlanta | GA | 08/2012 | 12/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2018 | 09/2023 |
| Mercer Global Advisors Inc. | Atlanta | GA | 01/2021 | Present |
1. Henderson Advisory Services, LLC; Investment related; Norcross, GA 30092; Passive entity that owned 1/3 of the RIA firm Atlanta Financial Associates, which was acquired by Mercer Advisors. Owner; 01/01/2019; 3 hours per month; Less than 1 hour during trading hours; Administrative and recordkeeping. 2. Vacation Rental Property; Investment related; Fernandina Beach, FL; Rental property; Managing Member/Owner; 02/21/2025; 3 hours per month; 2 hours during trading hours; Owner of rental property. 3.Life, Accident, Health, and Variable Products Insurance Licenses; Investment related; Norcross, GA; Active insurance licenses; Holds active Insurance Licenses; 02/25/2013; Less than 1 hour per month; Less than 1 hour during trading hours; Currently holds active insurance licenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-07 |
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