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Richard Dana Henderson

Mercer Global Advisors Inc.

Atlanta, GA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-04
  • GA RA
    APPROVED
    Since 2021-02-04

Branch Locations

5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Contractor Atlanta GA 08/1990 Present
Commonwealth Financial Network Norcross GA 02/1999 08/2018
Atlanta Financial Associates, Inc. Atlanta GA 08/2012 12/2020
Purshe Kaplan Sterling Investments Albany NY 08/2018 09/2023
Mercer Global Advisors Inc. Atlanta GA 01/2021 Present
  • 08/1990 → Present
    Independent Contractor
    Atlanta, GA
  • 02/1999 → 08/2018
    Norcross, GA
  • 08/2012 → 12/2020
    Atlanta Financial Associates, Inc.
    Atlanta, GA
  • 08/2018 → 09/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2019-01-10 → 2021-05-12
    Atlanta Financial Associates, Llc
    Atlanta, GA
  • 2012-09-25 → 2018-12-31
    Atlanta Financial Associates, Llc
    Atlanta, GA
  • 2003-05-02 → 2018-08-27
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-07-09 → 2009-12-31
    Cornerstone Financial Advisors, Inc.
    Norcross, GA
Other Businesses

1. Henderson Advisory Services, LLC; Investment related; Norcross, GA 30092; Passive entity that owned 1/3 of the RIA firm Atlanta Financial Associates, which was acquired by Mercer Advisors. Owner; 01/01/2019; 3 hours per month; Less than 1 hour during trading hours; Administrative and recordkeeping. 2. Vacation Rental Property; Investment related; Fernandina Beach, FL; Rental property; Managing Member/Owner; 02/21/2025; 3 hours per month; 2 hours during trading hours; Owner of rental property. 3.Life, Accident, Health, and Variable Products Insurance Licenses; Investment related; Norcross, GA; Active insurance licenses; Holds active Insurance Licenses; 02/25/2013; Less than 1 hour per month; Less than 1 hour during trading hours; Currently holds active insurance licenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-23
S63 Uniform Securities Agent State Law Examination 1991-05-07
  • S65 Uniform Investment Adviser Law Examination
    1999-03-23
  • S63 Uniform Securities Agent State Law Examination
    1991-05-07
Designations
Other Names
  • Rick Henderson

View on SEC IAPD

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