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Leslie Feigl Hurwitz

LPl Financial LLC

Santa Clara, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
TX RA APPROVED 2019-12-03
  • CA RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2019-12-03

Branch Locations

Santa Clara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Campbell CA 10/2009 12/2019
Lpl Financial, Llc Santa Clara CA 12/2019 Present
  • 10/2009 → 12/2019
    Ameriprise Financial Services, Inc.
    Campbell, CA
  • 12/2019 → Present
    Lpl Financial, Llc
    Santa Clara, CA
Previous Registrations
  • 2009-10-05 → 2019-12-10
    Ameriprise Financial Services, Llc
    Campbell, CA
    San Jose, CA
  • 2005-09-20 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Cupertino, CA
    Campbell, CA
  • 1998-08-28 → 2005-09-26
    Morgan Stanley Dw Inc.
    Menlo Park, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-09
  • S63 Uniform Securities Agent State Law Examination
    1991-04-09

View on SEC IAPD

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