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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2019-05-30
  • SD RA
    APPROVED
    Since 2019-05-30

Branch Locations

6909 S Lyncrest Place Suite 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graber & Assoc. Sioux Falls SD 06/1984 Present
Spc Ann Arbor MI 11/2010 05/2019
Stan Graber Financial Inc Sioux Falls SD 10/1990 Present
Parkland Securities Ann Arbor MI 08/2014 05/2019
Commonwealth Financial Network San Diego CA 05/2019 Present
Van Horn Financial Services Sioux Falls SD 05/2019 Present
  • 06/1984 → Present
    Graber & Assoc.
    Sioux Falls, SD
  • 11/2010 → 05/2019
    Ann Arbor, MI
  • 10/1990 → Present
    Stan Graber Financial Inc
    Sioux Falls, SD
  • 08/2014 → 05/2019
    Parkland Securities
    Ann Arbor, MI
  • 05/2019 → Present
    San Diego, CA
  • 05/2019 → Present
    Van Horn Financial Services
    Sioux Falls, SD
Previous Registrations
  • 2010-11-05 → 2019-05-30
    Ann Arbor, MI
    Ann Arbor, MI
  • 2006-08-01 → 2010-11-04
    Woodbury Financial Services, Inc.
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

1.Fixed insurance sales, as an Agent; As of 1999; 20% time spent during business hours per month; Conducted at branch location; Investment related. 2.President/Owner, Stan Graber Financial Services, Inc., a passthrough entity for securities, advisory, and insurance business; As of 1999; 5-10% time spent during business hours per month; Conducted at branch location; Investment related. 3.Part Owner of a family farm/rental property located in Freeman, SD; As of 2017; 2% time spent during business hours per month; Not conducted at branch location; Investment related. 4.Notary Public, notarizing documents; As of 1990; 0% time spent during business hours per month; Not conducted at branch location; Not investment related. 5. Trustee for two non client friend's trust; Located at Sioux Falls, SD , as of 08/13/2019; less than 1% time spent during business hours; Not conducted at branch location; Not investment related. 6. Woodworker, building furniture pieces for sale; Located in Sioux Falls, SD; as of 01/01/2023; 0% time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-29
  • S63 Uniform Securities Agent State Law Examination
    1990-11-29
Designations
Other Names
  • Stan E Graber
  • Stan Eugene Graber

View on SEC IAPD

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