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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-01-28
  • CT RA
    APPROVED
    Since 2022-01-28

Branch Locations

Fairfield, CT • United States

6 Corporate Drive, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Shelton CT 07/2016 01/2022
Mpl Ii Llc Branford CT 09/2004 Present
Progressive Benefit Solutions Llc Branford CT 09/2008 09/2024
The Prudential Insurance Company Of America Shelton CT 10/2016 01/2022
Mml Investors Services, Llc Shelton CT 01/2022 Present
Massmutual Life Insurance Co Shelton CT 01/2022 Present
  • 07/2016 → 01/2022
    Shelton, CT
  • 09/2004 → Present
    Mpl Ii Llc
    Branford, CT
  • 09/2008 → 09/2024
    Progressive Benefit Solutions Llc
    Branford, CT
  • 10/2016 → 01/2022
    The Prudential Insurance Company Of America
    Shelton, CT
  • 01/2022 → Present
    Shelton, CT
  • 01/2022 → Present
    Massmutual Life Insurance Co
    Shelton, CT
Previous Registrations
Other Businesses

(1) Name: MPL II, LLC Inv Rel: Y Addr: 14 Business Park, Branford CT 06405 Nature: Consulting Position: Partner Start: 09/2004 No Hrs/Mo: 20 No Hrs/Mo dur sec trading: 0 Describe duties: Works exclusively with Blue Cross/Blue Shield in consultant capacity. Developed this market for Blue Cross/Blue Shield- essentially people that are interested in self-insuring/self-administering their health insurance. The LLC is paid by Blue Cross/Blue Shield for this service. (2) Name: Scott Torello Inv Rel: Y Addr: 6 Corporate Dr Shelton CT 06484 Nature: Outside Insurance Business Position: Independent Insurance Agent Start: 5/27/2022 No Hrs/Mo: 5 No Hrs/Mo dur sec trading: 5 Describe duties: Sell Life, Fixed Annuities, Disability, Long-term care, Health, and Property & Casualty. (3) Name: TNT Partners LLC Inv Rel: Y Addr: At Residential Address Nature: LLC Position: Partner Start: 01/01/2024 No Hrs/Mo: 1 No Hrs/Mo dur sec trading: 1 Duties: LLC used to manage associated business expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-29
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S65 Uniform Investment Adviser Law Examination
    2018-03-29
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19

View on SEC IAPD

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