Michael Reid Brooks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2001-02-23

IL RA
APPROVED

Since 2001-02-23

Branch Locations

307 Franklin St. Central Bank Of Illinois, Oregon, IL 61061-1423 • United States

803 Main St. Central Bank Of Illinois, Ashton, IL 61006 • United States

340 May Mart Drive, Rochelle, IL 61068 • United States

1404 14Th Ave, Fulton, IL 61252 • United States

1721 Midtown Road, Peru, IL 61354 • United States

317 S Main Street, Princeton, IL 61358 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Rochelle	IL	02/2001	Present

02/2001 → Present

Lpl Financial Llc

Rochelle, IL

Other Businesses

1. 5/5/2017 - Odyssey Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 07/08/2017.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-28
S63	Uniform Securities Agent State Law Examination	1992-05-11

S65 Uniform Investment Adviser Law Examination

1999-12-28
S63 Uniform Securities Agent State Law Examination

1992-05-11

Other Names

Mic Brooks
Michael Brooks

View on SEC IAPD