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Steven Ross Nichols

Warnke/Nichols Ltd.

Delafield, WI

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Current Employers
Warnke/Nichols Ltd.

440 Wells Street Suite 203, Delafield, WI 53018 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-08
  • WI RA
    APPROVED
    Since 2023-06-08

Branch Locations

440 Wells Street Suite 203, Delafield, WI 53018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warnke/Nichols Ltd. Delafield WI 06/1993 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-20
S63 Uniform Securities Agent State Law Examination 1989-11-27
  • S65 Uniform Investment Adviser Law Examination
    1993-04-20
  • S63 Uniform Securities Agent State Law Examination
    1989-11-27
Designations
Other Names
  • Steve Nichols
  • Nick Nichols

View on SEC IAPD

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