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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
GA RA APPROVED 2021-04-13
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • GA RA
    APPROVED
    Since 2021-04-13

Branch Locations

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fig Partners Atlanta GA 10/2003 11/2019
Janney Montgomery Scott Llc Atlanta GA 11/2019 Present
Other Businesses

Druid Hills Golf Club, Atlanta, GA. Committee Member (10/2020) - vote on issues related to the Golf Club. Not investment related, not compensated, 3 hrs./month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-12
S63 Uniform Securities Agent State Law Examination 1989-11-02
  • S65 Uniform Investment Adviser Law Examination
    2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    1989-11-02
Other Names
  • S Shanon Chase
  • Shannon Chase
  • Scott S Chase

View on SEC IAPD

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