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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| GA | RA | APPROVED | 2021-04-13 |
Branch Locations
3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fig Partners | Atlanta | GA | 10/2003 | 11/2019 |
| Janney Montgomery Scott Llc | Atlanta | GA | 11/2019 | Present |
Druid Hills Golf Club, Atlanta, GA. Committee Member (10/2020) - vote on issues related to the Golf Club. Not investment related, not compensated, 3 hrs./month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-02 |
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