Best Investors Account Sign in

Sofia Vasconcellos Rivas

Neuberger Berman Bd LLC

Brooklyn, NY

New York, NY

Claim This Profile
Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-10
  • NY RA
    APPROVED
    Since 2024-10-10

Branch Locations

Brooklyn, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California - Berkeley Berkeley CA 08/2015 05/2019
Pacific Investment Management Company Llc New York NY 07/2019 01/2022
Liveramp New York NY 01/2022 12/2022
Neuberger Berman New York NY 12/2022 Present
  • 08/2015 → 05/2019
    University Of California - Berkeley
    Berkeley, CA
  • 07/2019 → 01/2022
    Pacific Investment Management Company Llc
    New York, NY
  • 01/2022 → 12/2022
    Liveramp
    New York, NY
  • 12/2022 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-09
S63 Uniform Securities Agent State Law Examination 2020-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-10-09
  • S63 Uniform Securities Agent State Law Examination
    2020-08-27

View on SEC IAPD

More in Brooklyn, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor