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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-06
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-12-17
CT RA APPROVED 2019-12-02
  • OH RA
    APPROVED
    Since 2024-08-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-12-17
  • CT RA
    APPROVED
    Since 2019-12-02

Branch Locations

21581 Center Ridge Rd, Rocky River, OH 44116 • United States

16450 Chagrin Blvd, Shaker Heights, OH 44120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2019 Present
Bank Of America, N.A. New York NY 07/2019 Present
Pnc Bank Philadelphia PA 06/2018 07/2019
Huntington National Bank Independence KY 04/2017 06/2018
Us Bank Cincinnati OH 05/2014 11/2016
Us Bank Beachwood OH 05/2014 11/2016
Unemployed Florence KY 11/2016 03/2017
Charter Communications Florence KY 03/2017 03/2017
  • 07/2019 → Present
    New York, NY
  • 07/2019 → Present
    Bank Of America, N.A.
    New York, NY
  • 06/2018 → 07/2019
    Pnc Bank
    Philadelphia, PA
  • 04/2017 → 06/2018
    Huntington National Bank
    Independence, KY
  • 05/2014 → 11/2016
    Us Bank
    Cincinnati, OH
  • 05/2014 → 11/2016
    Us Bank
    Beachwood, OH
  • 11/2016 → 03/2017
    Unemployed
    Florence, KY
  • 03/2017 → 03/2017
    Charter Communications
    Florence, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
  • S66 Uniform Combined State Law Examination
    2019-11-30
Other Names
  • Chad E Dayton

View on SEC IAPD

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