Inactive

Joshua C. Mallery

Equity Services, Inc.

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Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-07-05

VT RA
APPROVED

Since 2023-07-05

Branch Locations

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maple Capital Management	Montpelier	VT	08/2012	Present
National Life	Montpelier	VT	11/2022	Present
Equity Services Inc	Montpelier	VT	02/2023	Present

08/2012 → Present

Maple Capital Management

Montpelier, VT
11/2022 → Present

National Life

Montpelier, VT
02/2023 → Present

Equity Services Inc

Montpelier, VT

Previous Registrations

2018-08-17 → 2022-11-08

Maple Capital Management, Inc.

Montpelier, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-08-10

S65 Uniform Investment Adviser Law Examination

2018-08-10

View on SEC IAPD

Other Firms

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NLG CAPITAL LLC

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

Rebecca L Teese

STEVEN ALAN MORNEAU

Dominic Stilwell

Martin Jay Thomas

Christopher Andrew Cichoski

Harrison Wustefeld

Other Offices

EDWARD JONES · MONTPELIER, VT

GREENHILL FINANCIAL PARTNERS · Montpelier, VT

EDWARD JONES · MONTPELIER, VT

VANDERBILT ADVISORY SERVICES · Montpelier, VT

EDWARD JONES · Montpelier, VT

MAPLE CAPITAL MANAGEMENT, INC. · MONTPELIER, VT

LPL FINANCIAL LLC · MONTPELIER, VT

NLG CAPITAL LLC · MONTPELIER, VT

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