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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-26
TX RA APPROVED 2024-08-22
  • GA RA
    APPROVED
    Since 2024-08-26
  • TX RA
    APPROVED
    Since 2024-08-22

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bofa Securities, Inc. Atlanta GA 05/2018 10/2022
Fifth Third Bank Atlanta GA 02/2015 05/2018
Jpmorgan Chase Bank, N.A. Atlanta GA 08/2024 Present
J.P. Morgan Securities Llc Atlanta GA 08/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2022 08/2024
Previous Registrations
Other Businesses

Entity Name: Atlanta Music Project (AMP) Investment related: No "Address: 883 Dill Ave SW Atlanta, GA 30310 atlantamusicproject.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: AMP provides music training and performance opportunities to youth in under-resourced communities. I am a member of the Board of Directors and have been since late 2023/early 2024. I do not serve on any committees at this time. For profit or not for profit: Non-Profit Organization Name of outside business organization: Center for Puppetry Arts Investment related: N Address of business: 1404 Spring St. NW Atlanta, Georgia Nature of business: Charitable Organization, Position, title, association: Advisory Board member Start date of relationship: 7/2/2007 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Center for Puppetry Arts is a non-profit focused on puppet theater. I have served on the Board of Directors or Advisory Board since 2007. As of 2024, I am on the Advisory Board. For profit or not for profit: Non-Profit Organization Name of outside business organization: Wieuca Road Baptist Church (n/k/a Church at Wieuca) Investment related: N Address of business: 3626 Peachtree Rd NE Atlanta, Georgia Nature of business: Charitable Organization, Position, title, association: Committee Member, Sit on various committees Start date of relationship: 10/5/2020 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: As of 2024, I am not currently serving on any committees but anticipate I may do so in the future. For profit or not for profit: Non-Profit Organization Name of outside business organization: Atlanta Music Project (AMP) Investment related: N Address of business: 883 Dill Ave. SW Atlanta, Georgia Nature of business: Charitable Organization, Position, title, association: Board member Start date of relationship: Late 2023/early 2024 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: AMP is a non-profit focused on music training and performance opportunities supporting youth growth and development.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2023-01-09
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Other Names
  • Anne Cross

View on SEC IAPD

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