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Alexander Blake Neumann

Stephens

Rocky River, OH

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-18
TX RA APPROVED 2022-04-18
  • OH RA
    APPROVED
    Since 2022-04-18
  • TX RA
    APPROVED
    Since 2022-04-18

Branch Locations

Rocky River, OH • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Twisted Olive North Canton OH 12/2014 08/2016
Northwestern Mutual Canton OH 06/2018 08/2018
Northcoast Research Partners Llc Cleveland OH 10/2020 02/2022
Kent State University Kent OH 08/2015 10/2020
Stephens Inc. Lakewood OH 02/2022 Present
  • 12/2014 → 08/2016
    The Twisted Olive
    North Canton, OH
  • 06/2018 → 08/2018
    Northwestern Mutual
    Canton, OH
  • 10/2020 → 02/2022
    Northcoast Research Partners Llc
    Cleveland, OH
  • 08/2015 → 10/2020
    Kent State University
    Kent, OH
  • 02/2022 → Present
    Stephens Inc.
    Lakewood, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Other Names
  • Alexander Neumann

View on SEC IAPD

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