Stephanie Kay Mettille

Current Employers

Avantax Planning Partners, Inc.

3390 Asbury Road, Dubuque, IA 52002-2801 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2018-02-05

IA RA
APPROVED

Since 2018-02-05

Branch Locations

2345 Jfk Road, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hk Financial Services, Inc.	Dubuque	IA	01/2018	Present
Honkamp Krueger & Co., P.C.	Dubuque	IA	10/2010	Present

01/2018 → Present

Hk Financial Services, Inc.

Dubuque, IA
10/2010 → Present

Honkamp Krueger & Co., P.C.

Dubuque, IA

Other Businesses

(1) I am a Partner & Accountant with Honkamp Krueger & Co., P.C., a regional CPA firm. I am located at 2345 JFK Rd, Dubuque, IA 52002. I have been with HK&Co. since October of 2010. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax services, consulting, and account services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am the treasurer of the non-profit board of Mental Health America of Dubuque County (MHA). MHA is not investment-related. It is a Section 501(c)(3) non-profit and its address is P.O. Box 283 Dubuque Iowa IA 52004. I have been the treasurer of the board since May 2017. I handle the finances including paying bills and depositing donations received. I devote approximately 10 hours per month to MHA, mostly during non-securities trading hours. 2) HOLY FAMILY CATHOLIC SCHOOL FINANCE COMMITTEE POSITION: Board Committee Member NATURE: The finance committee for the Holy Family Catholic Schools Board serves to review and approve financial decisions for the school system. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: 2005 Kane Street, Dubuque IA 52001, United States DESCRIPTION: As a board member, we review monthly financial statements, approve large purchase transactions and provide an opinion on current and future financial decisions for the school system. I am involved in discussions related to financial decisions, however, abstain from voting. I understand that I will have to abstain from any investment decision making and I am aware that I cannot be involved in any recommendation or any investment activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-01-29

S65 Uniform Investment Adviser Law Examination

2018-01-29

Other Names

Stephanie Kay Bohlen

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