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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-05 |
| SC | RA | APPROVED | 2024-10-29 |
| PA | RA | APPROVED | 2024-04-02 |
| MA | RA | APPROVED | 2023-08-30 |
| FL | RA | APPROVED | 2023-08-17 |
| VA | RA | APPROVED | 2023-04-12 |
| NM | RA | APPROVED | 2023-02-16 |
| NJ | RA | APPROVED | 2022-03-25 |
| CT | RA | APPROVED | 2022-03-23 |
| NC | RA | APPROVED | 2022-03-23 |
| NY | RA | APPROVED | 2022-03-09 |
Branch Locations
200 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Melville | NY | 08/2016 | 02/2018 |
| The Training Station | Port Washington | NY | 07/2006 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | 05/2018 |
| Northwestern Mutual Investment Services Llc | Great Neck | NY | 11/2017 | 05/2018 |
| Guardian Life Insurance Co Of America | Melville | NY | 05/2018 | Present |
| Park Avenue Securities, Llc | Melville | NY | 10/2021 | Present |
1) Brokering life, long term care and disability through other carriers, Start date: 01/01/2019, Address: 200 Broad Hollow Road, Melville, NY 11747, 10 total hours per month; 10 during securities trading hours, Investment related, More than 10% annual compensation, 2) SHELTS LLC DBA Flag 51, Start: 08/10/2026, Address: 195 Cow Neck Road, Port Washington NY 11050, 2 total hours per month,; 0 during securities trading hours, Not investment related, No annual compensation, 3) The Noia Project Inc-Board of Directors, Nature of Business: Non-profit, Start date: 02/01/2026, Address: 195 cow neck road Port Washington, New York 11050, Duties: attend board meetings and help with overall direction of the organization, 42 total hours per month; 4 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-16 |
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