Eric Morken

Current Employers

Employment History

• 08/2014 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2014 → 12/2020
  Equitable Advisors, Llc
  New York, NY
• 12/2020 → 06/2024
  Securities America, Inc
  La Cresent, MN
• 12/2020 → 06/2024
  Securities America Advisors
  La Cresent, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Onalaska, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Onalaska, WI

Previous Registrations

• 2020-12-11 → 2024-06-14
  Securities America Advisors, Inc.
  La Cresent, MN
• 2016-01-14 → 2020-12-11
  Equitable Advisors, Llc
  Onalaska, WI
  La Crescent, MN
  Milwaukee, WI

Other Businesses

***MERCHANT'S INVESTMENT SERVICES POSITION: investment advisor NATURE: Advisory SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/30/2020 ADDRESS: 316 Main Street, La Crescent MN 55947 DESCRIPTION: servicing and marketing investment services and products through SAI. ***LA CRESCENT-HOKAH PUBLIC SCHOOLS POSITION: School Board President NATURE: school board member and recently elected President of the school board. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 703 South 11th Street, La Crescent MN 55947 DESCRIPTION: i sit on a local school board and meet three to four times a month to discuss ongoing operations at the school, etc. I was recently elected president of the school board and now lead meetings and meet with administration more frequently. ***DBA - Merchants Investment Services

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-30
• S63 Uniform Securities Agent State Law Examination
  2014-09-03