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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-19 |
Branch Locations
609 Castle Ridge Rd Suite 215, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | San Antonio | TX | 04/2014 | 07/2016 |
| Compass Bank | Birmingham | AL | 10/2013 | 07/2016 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 10/2013 | 07/2016 |
| Merrill Lynch | San Antonio | TX | 09/2016 | 02/2017 |
| Merrill Lynch | San Antonio | TX | 07/2017 | 12/2023 |
| Unemployed | San Antonio | TX | 03/2017 | 06/2017 |
| Bank Of America Na | San Antonio | TX | 12/2017 | 12/2023 |
| Edward Jones | St Louis | MO | 07/2024 | Present |
| Unemployed | Kingsville | TX | 01/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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