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Joshua Miller-Frankel Taylor

Masterworks Advisers, LLC

New York, NY

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Current Employers
Masterworks Advisers, Llc

1 World Trade 57Th Floor, New York, NY 10007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-30
NY RA APPROVED 2023-06-23
  • TX RA
    APPROVED
    Since 2023-06-30
  • NY RA
    APPROVED
    Since 2023-06-23

Branch Locations

1 World Trade 57Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller Zeiderman And Weiderkher White Plains NY 11/2016 10/2017
Unemployed Rye NY 10/2017 11/2017
Unemployed Rye NY 11/2015 11/2016
Axa Advisors, Llc. New York NY 11/2017 11/2017
Arete Wealth Management Chicago IL 04/2022 06/2023
Arete Wealth Advisors Chicago IL 04/2022 06/2023
Wheaton Trading Rye NY 01/2017 03/2022
Masterworks Advisers, Llc New York NY 06/2023 Present
  • 11/2016 → 10/2017
    Miller Zeiderman And Weiderkher
    White Plains, NY
  • 10/2017 → 11/2017
    Unemployed
    Rye, NY
  • 11/2015 → 11/2016
    Unemployed
    Rye, NY
  • 11/2017 → 11/2017
    Axa Advisors, Llc.
    New York, NY
  • 04/2022 → 06/2023
    Arete Wealth Management
    Chicago, IL
  • 04/2022 → 06/2023
    Arete Wealth Advisors
    Chicago, IL
  • 01/2017 → 03/2022
    Wheaton Trading
    Rye, NY
  • 06/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
S63 Uniform Securities Agent State Law Examination 2015-02-02
  • S66 Uniform Combined State Law Examination
    2022-05-06
  • S63 Uniform Securities Agent State Law Examination
    2015-02-02
Other Names
  • Joshua Taylor Miller-Frankel
  • Joshua Miller-Frankel

View on SEC IAPD

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