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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-27
TX RA APPROVED 2016-03-10
NJ RA APPROVED 2016-01-15
  • PA RA
    APPROVED
    Since 2024-06-27
  • TX RA
    APPROVED
    Since 2016-03-10
  • NJ RA
    APPROVED
    Since 2016-01-15

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Newtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc. Lawrenceville NJ 01/2016 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 Present
Other Businesses

JOINT VENTURE INTERNATIONAL, INC; INV RELATED, PENNS PARK PA, PRESIDENT; 01/1995-ONGOING; 1 HR PER MONTH; 0 HRS PER MONTH DURING SECURITIES TRADING HRS. FREE MARKET INTERNATIONAL, INC; INV RELATED, PENNS PARK PA; NOT INVESTMENT RELATED; OFFICER; 01/1991-ONGOING; 1 HR PER MONTH; 0 HRS PER MONTH DURING SECURITIES TRADING HRS. LAW LICENSE, NOT INV RELATED, PENNS PARK, PA, START: 12/1/1979, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: MAINTAIN PA LAW LICENSE.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, ORLANDO, FL, START DATE: 11/5/2018, 1 HR/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-27
  • S66 Uniform Combined State Law Examination
    2014-03-27

View on SEC IAPD

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