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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

New York, NY • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerstein Fisher / Gfa Securities Llc / People's Securities, Inc. New York NY 02/2016 04/2017
Bny Mellon Pershing Llc Jersey City NJ 06/2017 05/2021
Capital Group / American Funds Distributors, Inc. Los Angeles CA 04/2024 Present
Pontera New York NY 03/2022 03/2024
Bny Mellon Wealth Management New York NY 06/2021 03/2022
  • 02/2016 → 04/2017
    Gerstein Fisher / Gfa Securities Llc / People's Securities, Inc.
    New York, NY
  • 06/2017 → 05/2021
    Bny Mellon Pershing Llc
    Jersey City, NJ
  • 04/2024 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 03/2022 → 03/2024
    Pontera
    New York, NY
  • 06/2021 → 03/2022
    Bny Mellon Wealth Management
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2016-12-05
  • S66 Uniform Combined State Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2016-12-05
Other Names
  • Ben Wirtshafter
  • Benjamin Bandel Wirtshafter

View on SEC IAPD

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