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Breana Marie Hirose

Guggenheim Partners Investment Management, LLC

Stamford, CT

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Current Employers
Guggenheim Partners Investment Management, Llc

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-03
CT RA APPROVED 2023-11-30
  • NY RA
    APPROVED
    Since 2023-12-03
  • CT RA
    APPROVED
    Since 2023-11-30

Branch Locations

100 First Stamford Place Suite 610, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 08/2014 10/2023
Guggenheim Investor Services, Llc Darien CT 10/2023 Present
  • 08/2014 → 10/2023
    Citigroup
    New York, NY
  • 10/2023 → Present
    Guggenheim Investor Services, Llc
    Darien, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-14
S63 Uniform Securities Agent State Law Examination 2015-08-06
  • S65 Uniform Investment Adviser Law Examination
    2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-08-06
Other Names
  • Breana Marie Obrien
  • Breana Marie O'BRien

View on SEC IAPD

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