Donald W Duffy

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-08-11
ME	RA	APPROVED	2026-08-07

NH RA
APPROVED

Since 2026-08-11
ME RA
APPROVED

Since 2026-08-07

Branch Locations

South Portland, ME • United States

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Freeport	ME	01/2013	06/2026
Mml Investors Services, Llc	Boston	MA	07/2026	Present
Massmutual Life Insurance Company	Boston	MA	07/2026	Present

01/2013 → 06/2026

Edward Jones

Freeport, ME
07/2026 → Present

Mml Investors Services, Llc

Boston, MA
07/2026 → Present

Massmutual Life Insurance Company

Boston, MA

Previous Registrations

2013-04-16 → 2026-06-25

Edward Jones

Cape Elizabeth, ME

St Louis, MO

South Portland, ME

Freeport, ME

Freeport, ME

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-06

S66 Uniform Combined State Law Examination

2013-04-06

Other Names

Donald William Duffy

View on SEC IAPD