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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-08
MD RA APPROVED 2025-01-24
  • VA RA
    APPROVED
    Since 2025-05-08
  • MD RA
    APPROVED
    Since 2025-01-24

Branch Locations

8219 Leesburg Pike Suite 200, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gorfine Schiller & Gardyn Owings Mills MD 07/1994 Present
Lincoln Financial Advisors Owings Hills MD 11/2012 01/2025
Osaic Wealth, Inc. Vienna VA 01/2025 Present
  • 07/1994 → Present
    Gorfine Schiller & Gardyn
    Owings Mills, MD
  • 11/2012 → 01/2025
    Lincoln Financial Advisors
    Owings Hills, MD
  • 01/2025 → Present
    Vienna, VA
Previous Registrations
  • 2013-11-27 → 2025-01-24
    Osaic Fa, Inc.
    Vienna, VA
    Owings Mills, MD
    Vienna, VA
Other Businesses

1)ALAN SPERO/GORFINE, SCHILLER AND GARDYN, PA, 10045 RED RUN BOULEVARD, OWINGS, MD. CPA. NOT INVESTMENT RELATED, PARTNER, PROVIDES CPA AND TAX SERVICES, STARTED ON 07/1984 WORKING 175 HPM 130 DURING TRADING HOURS. 2)GORFINE, SCHILLER & GARDYN, PA / ALAN SPERO, CPA, 10045 RED RUN BLVD., SUITE 250, OWINGS MILLS, MD 21117 CATEGORY: CPA (APPROVED CPA PROGRAM) INVESTMENT-RELATED: NO TITLE: CPA DUTIES: OFFER CPA SERVICES START DATE: 09/1991 HOURS PER MONTH: 220 HOURS PER MONTH DURING TRADING HOURS: 210 3)ALAN SPERO, 10045 RED RUN BLVD., OWINGS MILLS MD 21117 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT & HEALTH INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONG TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 12/2013 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-16
  • S66 Uniform Combined State Law Examination
    2013-10-16

View on SEC IAPD

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