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Longmeadow, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-21 |
Branch Locations
Northbrook, IL • United States
Longmeadow, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carey Financial, Llc | New York | NY | 08/2015 | 09/2016 |
| Vivaldi Asset Management | Chicago | IL | 10/2016 | 01/2020 |
| Foreside Fund Services, Llc | Chicago | IL | 12/2016 | 01/2020 |
| Long Game Financial, Llc | Chicago | IL | 02/2021 | Present |
| Dwf Ventures, Llc | Chicago | IL | 02/2020 | Present |
| Gangnam Foods | Chicago | IL | 09/2020 | 04/2021 |
| Nutrisense | Chicago | IL | 05/2021 | 08/2021 |
| Forge Labs, Llc | Lubbock | TX | 11/2021 | 09/2023 |
| Airstack W3 Inc. | Miami Beach | FL | 09/2023 | Present |
David Stanley Finkelstein is the Head of Growth with Airstack W3 Inc., leading marketing efforts; Not Investment Related; Address: 5181 LA GORCE DRIVE, MIAMI BEACH, FL 33140; Nature: enterprise software (specifically, web3 data application programming interfaces).; Start Date: 09/2023; Hour/month: 160.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-19 |
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