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34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-28 |
| CA | RA | APPROVED | 2025-01-08 |
| IL | RA | APPROVED | 2024-08-26 |
| IN | RA | APPROVED | 2024-08-09 |
Branch Locations
800 W Madison St, Chicago, IL 60607 • United States
2401 N Halsted St, Chicago, IL 60614 • United States
601 S. Clark St, Chicago, IL 60605 • United States
829 W. Belmont Ave, Chicago, IL 60657 • United States
8007 Calumet Avenue, Munster, IN 46321 • United States
2973 N Milwaukee Ave, Chicago, IL 60618 • United States
2710 N. Narragansett, Chicago, IL 60639 • United States
57 E. Randolph, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Los Gatos | CA | 02/2016 | 01/2018 |
| J.P. Morgan Securities Llc | Chicago | IL | 02/2023 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 02/2023 | 06/2024 |
| Saratoga Motel Limited Partnership | Los Gatos | CA | 01/2017 | 03/2017 |
| Unemployed | Munster | IN | 06/2024 | 07/2024 |
| Fifth Third Bank | Chicago | IL | 07/2024 | Present |
| Fifth Third Securities | Chicago | IL | 08/2024 | Present |
| Bancwest Investment Services, Inc. | Palo Alto | CA | 02/2018 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Gatos | CA | 02/2016 | 01/2018 |
| Bank Of The West | Palo Alto | CA | 02/2018 | 02/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-04 |
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