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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-06-21 |
| NY | RA | APPROVED | 2021-08-16 |
| DE | RA | APPROVED | 2020-10-08 |
| PA | RA | APPROVED | 2020-01-10 |
| MA | RA | APPROVED | 2019-12-11 |
| NJ | RA | APPROVED | 2019-11-22 |
| CT | RA | APPROVED | 2019-11-21 |
| NC | RA | APPROVED | 2019-11-21 |
Branch Locations
200 Summit Drive Suite 430, Burlington, MA 01803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legal Seafoods Llc | Boston | MA | 10/2007 | 10/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | 10/2019 |
| Northwestern Mutual Investment Services Llc | Woburn | MA | 09/2016 | 10/2016 |
| Northwestern Mutual Investment Services Llc | Wellseley | MA | 10/2016 | 10/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 10/2019 |
| Valic Financial Advisors, Inc. | Nashua | NH | 10/2019 | Present |
| Agia | Houston | TX | 12/2022 | Present |
PERSONAL REAL ESTATE POSITION: Owner of property NATURE: This is a rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 122 Chestnut Street #1, Chelsea MA 02150, United States DESCRIPTION: Owner of rental property 122/124 CHESTNUT STREET CONDOS ASSOC POSITION: Trustee (unpaid, no decision-making authority) NATURE: Trustee of condo association. 6 units in the association and three owners are trustees. All decisions financial and otherwise are made by the collective 6 owners and not by the trustees. The city required having an odd number of trustees, more than 1, if decisions were to be made in that respect. There is no payment or reduced fees for being trustee. I do not have any financial control and do not balance the association finances. It is simply a nominal role with no power or advantages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 124 Chestnut Street #2, Chelsea MA 02150, United States DESCRIPTION: No duties come with the title. ISECRET SHOP POSITION: Secret Shopper NATURE: Businesses request "secret shops" to make sure they are following company guidelines for customer service, sales, cleanliness, etc. Businesses hire companies like iSecretshop to have individuals go into the business to "pretend" to be a customer and ask questions/buy products to test whether the business is meeting standards. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2021 ADDRESS: PO Box 1212, Kula HI 96790, United States DESCRIPTION: As a secret shopper, I will be reviewing different company practices either through online chat, in-store purchases or through dining experiences. There is minimal compensation for these activities. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products PERSONAL REAL ESTATE POSITION: Owner of property NATURE: This is a rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 122 Chestnut Street #1, Chelsea MA 02150, United States DESCRIPTION: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-09 |
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