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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-06-21
NY RA APPROVED 2021-08-16
DE RA APPROVED 2020-10-08
PA RA APPROVED 2020-01-10
MA RA APPROVED 2019-12-11
NJ RA APPROVED 2019-11-22
CT RA APPROVED 2019-11-21
NC RA APPROVED 2019-11-21
  • ME RA
    APPROVED
    Since 2022-06-21
  • NY RA
    APPROVED
    Since 2021-08-16
  • DE RA
    APPROVED
    Since 2020-10-08
  • PA RA
    APPROVED
    Since 2020-01-10
  • MA RA
    APPROVED
    Since 2019-12-11
  • NJ RA
    APPROVED
    Since 2019-11-22
  • CT RA
    APPROVED
    Since 2019-11-21
  • NC RA
    APPROVED
    Since 2019-11-21

Branch Locations

Hermon, ME • United States

200 Summit Drive Suite 430, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legal Seafoods Llc Boston MA 10/2007 10/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2016 10/2019
Northwestern Mutual Investment Services Llc Woburn MA 09/2016 10/2016
Northwestern Mutual Investment Services Llc Wellseley MA 10/2016 10/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2017 10/2019
Valic Financial Advisors, Inc. Nashua NH 10/2019 Present
Agia Houston TX 12/2022 Present
  • 10/2007 → 10/2019
    Legal Seafoods Llc
    Boston, MA
  • 09/2016 → 10/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2016 → 10/2016
    Northwestern Mutual Investment Services Llc
    Woburn, MA
  • 10/2016 → 10/2019
    Northwestern Mutual Investment Services Llc
    Wellseley, MA
  • 01/2017 → 10/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2019 → Present
    Nashua, NH
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

PERSONAL REAL ESTATE POSITION: Owner of property NATURE: This is a rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 122 Chestnut Street #1, Chelsea MA 02150, United States DESCRIPTION: Owner of rental property 122/124 CHESTNUT STREET CONDOS ASSOC POSITION: Trustee (unpaid, no decision-making authority) NATURE: Trustee of condo association. 6 units in the association and three owners are trustees. All decisions financial and otherwise are made by the collective 6 owners and not by the trustees. The city required having an odd number of trustees, more than 1, if decisions were to be made in that respect. There is no payment or reduced fees for being trustee. I do not have any financial control and do not balance the association finances. It is simply a nominal role with no power or advantages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 124 Chestnut Street #2, Chelsea MA 02150, United States DESCRIPTION: No duties come with the title. ISECRET SHOP POSITION: Secret Shopper NATURE: Businesses request "secret shops" to make sure they are following company guidelines for customer service, sales, cleanliness, etc. Businesses hire companies like iSecretshop to have individuals go into the business to "pretend" to be a customer and ask questions/buy products to test whether the business is meeting standards. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2021 ADDRESS: PO Box 1212, Kula HI 96790, United States DESCRIPTION: As a secret shopper, I will be reviewing different company practices either through online chat, in-store purchases or through dining experiences. There is minimal compensation for these activities. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products PERSONAL REAL ESTATE POSITION: Owner of property NATURE: This is a rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 122 Chestnut Street #1, Chelsea MA 02150, United States DESCRIPTION: Owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-21
S63 Uniform Securities Agent State Law Examination 2016-11-09
  • S66 Uniform Combined State Law Examination
    2019-11-21
  • S63 Uniform Securities Agent State Law Examination
    2016-11-09
Other Names
  • Stephanie Hunter

View on SEC IAPD

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