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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-05-02 |
| SC | RA | APPROVED | 2016-04-28 |
| TX | RA | APPROVED_RES | 2010-11-30 |
| NJ | RA | APPROVED | 2008-04-02 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
340 E Main St, Ste 220, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
CO-TRUSTEE FOR PARENTS TRUST; INV. RELATED; MIDDLETOWN, NJ; START DATE 2/8/2016; 0 HRS PER MONTH; AUTHORIZE PAYMENT OF LIFE INSURANCE PREMIUM. TRUSTEE FOR AUNT; INV. RELATED; CRANFORD, NJ; START DATE 7/31/2017; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
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