Michelle Cassidy

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-28

TX RA
APPROVED

Since 2022-02-28

Branch Locations

2800 Post Oak Boulevard 18Th Floor, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc	Houston	TX	04/2019	10/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	04/2018	10/2021
Compass Bank	Birmingham	AL	04/2017	10/2021
Gilde Law Firm	Houston	TX	03/2015	04/2017
Pnc Investments Llc	Houston	TX	10/2021	01/2022
Morgan Stanley	Houston	TX	02/2022	Present

04/2019 → 10/2021

Bbva Securities Inc

Houston, TX
04/2018 → 10/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
04/2017 → 10/2021

Compass Bank

Birmingham, AL
03/2015 → 04/2017

Gilde Law Firm

Houston, TX
10/2021 → 01/2022

Pnc Investments Llc

Houston, TX
02/2022 → Present

Morgan Stanley

Houston, TX

Previous Registrations

2021-11-19 → 2022-02-01

Pnc Wealth Management Llc

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-18

S66 Uniform Combined State Law Examination

2021-09-18

Other Names

Michelle Cassidy
Michelle Cevallos
Michelle Gonzalez
Michelle Gonzalez Cevallos

View on SEC IAPD