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Andrew Lawrence Cole

Principal Securities, Inc.

Dayton, TN

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-01
  • TN RA
    APPROVED
    Since 2024-10-01

Branch Locations

Dayton, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chattanooga TN 07/2018 03/2021
Student Hilo HI 08/2013 06/2019
Allstate Financial Services Hixson TN 07/2021 09/2024
Principal Life Insurance Company Chattanooga TN 09/2024 Present
Principal Securities, Inc. Chattanooga TN 09/2024 Present
Precision Asset Management Chattanooga TN 02/2025 Present
Dlr Sales San Francisco CA 03/2021 07/2021
Research Corporation Of The University Of Hawaii Hilo HI 11/2017 07/2018
  • 07/2018 → 03/2021
    Unemployed
    Chattanooga, TN
  • 08/2013 → 06/2019
    Student
    Hilo, HI
  • 07/2021 → 09/2024
    Allstate Financial Services
    Hixson, TN
  • 09/2024 → Present
    Principal Life Insurance Company
    Chattanooga, TN
  • 09/2024 → Present
    Chattanooga, TN
  • 02/2025 → Present
    Precision Asset Management
    Chattanooga, TN
  • 03/2021 → 07/2021
    Dlr Sales
    San Francisco, CA
  • 11/2017 → 07/2018
    Research Corporation Of The University Of Hawaii
    Hilo, HI
Previous Registrations
Other Businesses

**BNI POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 12 START DATE: 02/01/2023 ADDRESS: 633 Chestnut st, Suite 2100, Chattanooga TN 37450, United States DESCRIPTION: I am the current President of my BNI chapter. I have no access to chapter funds and am not on the bank account in any way. My main responsibility is running the weekly meetings. **FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/01/2024 ADDRESS: 1200 Mountain Creek Rd, suite 441, Chattanooga TN 37408, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits. **PRECISION ASSET MANAGEMENT (DBA) POSITION: Precision Asset Management NATURE: All activities as a Principal IAR and RR. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/20/2025 ADDRESS: 1200 Mountain Creek Rd, Suite 441, Chattanooga TN 37405, United States DESCRIPTION: Precision Asset Management will be a DBA for my activities as a Principal RR and IAR. The products and services will be all activities as a Principal IAR and RR. To include investment sales, commission based and fee based of mutual funds, ETF's, UIT's, securities, VA and VL. Life insurance, DI, LTC and fixed and fixed indexed annuities through Principal and PPN. Fee based financial planning. Group workplace benefits. There is no intention of selling or otherwise providing any products or services outside of what is provided by Principal, either directly or through authorized sources like PPN.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2021-07-13
Other Names
  • Andrew L Cole
  • Andy Cole
  • Andrew Cole

View on SEC IAPD

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