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Randall Wayne Thomas

Principal Securities, Inc.

Jacksonville, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-06
FL RA APPROVED 2007-11-14
  • TX RA
    APPROVED_RES
    Since 2023-07-06
  • FL RA
    APPROVED
    Since 2007-11-14

Branch Locations

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Jacksonville FL 05/2007 Present
Principal Securities, Inc. Jacksonville FL 03/2016 Present
  • 05/2007 → Present
    Principal Life Insurance Company
    Jacksonville, FL
  • 03/2016 → Present
    Principal Securities, Inc.
    Jacksonville, FL
Other Businesses

***GROUP BENEFITS, SELLING HEALTH INSURANCE, GROUP AND INDIVIDUAL. **Fixed insurance, Fixed life, fixed annuities, DI and LTC, 9/20/16.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-12
S63 Uniform Securities Agent State Law Examination 2007-08-30
  • S65 Uniform Investment Adviser Law Examination
    2007-11-12
  • S63 Uniform Securities Agent State Law Examination
    2007-08-30

View on SEC IAPD

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