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Current Employers
Coldstream Wealth Management

One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-09-10
  • WA RA
    APPROVED
    Since 2018-09-10

Branch Locations

500 108Th Ave. Ne Suite 2000, Bellevue, WA 98004 • United States

One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rainier Group Bellevue WA 10/1988 Present
  • 10/1988 → Present
    Rainier Group
    Bellevue, WA
Previous Registrations
  • 2007-02-16 → 2020-12-31
    Coldstream Wealth Management
    Bellevue, WA
Other Businesses

CONCENZA LLC, NOT INVESTMENT RELATED. 711 S. CARSON STREET SUITE 4 CARSON CITY, NV 89701. MEMBER/PARTNER (TAX MATTERS) CORPORATE BOARD SERVICES. FORMED 4/2010. APPROXIMATELY 4 HOURS PER MONTH - NONE DURING SECURITIES TRADING HOUSE. GLEN IS A REGISTERED INVESTMENT ADVISER WITH COLDSTREAM CAPITAL MANAGEMENT INC, AND RAINIER GROUP INVESTMENT ADVISORY LLC, BOTH DBA AS COLDSTREAM WEALTH MANAGEMENT, PRIMARY OFFICES LOCATED AT ONE 100TH AVE NE SUITE 102, BELLEVUE, WA. START DATE WAS IN 2018, THE BUSINESS IS INVESTMENT-RELATED AND DEVOTE 1-2 HOURS PER MONTH TO THIS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-15
  • S65 Uniform Investment Adviser Law Examination
    2007-02-15

View on SEC IAPD

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