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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-07 |
| NE | RA | APPROVED | 2018-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Platte Valley Bank | Scottsbluff | NE | 12/2016 | Present |
| N/A | Scottsbluff | NE | 12/2006 | Present |
| Raymond James Financial Services Advisors Inc. | Scottsbluff | NE | 01/2018 | Present |
| Raymond James Financial Services,Inc. | Scottsbluff | NE | 12/2006 | Present |
| Platte Valley Bank | Scottsbluff | NE | 12/2006 | 12/2016 |
(1)Name of Business: Address: 1110 Circle Dr, Scottsbluff, NE, 69361-2871, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advsior (2)Name of Business: J.G. Elliott Ins. Co. Address: 1110 Circle Dr., Scottsbluff, NE, 69361, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/14/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Non Variable Products (3)Name of Business: Legacy of the Plains Museum Address: 2930 M Street, Gering, NE, 69341, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 01/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member Non Profit Organization (4)Name of Business: Platte Valley Bank Address: 1110 Circle Drive, Scottsbluff, NE, 69361, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Office in Platte Valley Bank. Work for Raymond James Financial Services (5)Name of Business: Western Nebraska Community College Foundation Address: 1601 E 27th Street, Scottsbluff, NE, 69361, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Executive Member Investment Related: Yes Start Date: 11/12/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Board member for this non profit organization. I am currently serving on the Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-16 |
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