Richard A Hargis

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

KY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Alexandria, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Inc.	Cincinnati	OH	06/1994	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

06/1994 → Present

Fidelity Brokerage Services, Inc.

Cincinnati, OH
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Covington, KY
2009-05-15 → 2018-07-13

Strategic Advisers Llc

Covington, KY

Other Businesses

OBA-124271|OrgNmn:Selling dolls on Ebay|Org Addr:Alexandria,Kentucky,US|OBA Nature:Selling dolls and other items |Invst Rel:N|Title:No title, just myself|Duties:Selling dolls and other items found in closet on Ebay|StrtDt:09-01-25|TotHrs/mon:2|TrdHrs/mon:0|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-14
S63	Uniform Securities Agent State Law Examination	1998-01-21

S66 Uniform Combined State Law Examination

2009-05-14
S63 Uniform Securities Agent State Law Examination

1998-01-21

Other Names

Rich Hargis
Richard Arol Hargis
Richard Arol Hargis

View on SEC IAPD

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