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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-01-26 |
| CT | RA | APPROVED | 2017-01-25 |
Branch Locations
66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES
545 Washington Boulevard, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Technology And Services (Usa) Inc. | Jersey City | NJ | 09/2016 | Present |
| Deutsche Bank Securities Inc. | New York | NY | 10/2006 | 09/2016 |
| Hsbc Securities Usa Inc. | Jersey City | NJ | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2006-04-24 |
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