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Renee C Tabben

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI

Portage, MI

East Lansing, MI

Ada, MI

Saginaw, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-04-21
TX RA APPROVED_RES 2013-01-25
IL RA APPROVED 2008-04-17
  • MI RA
    APPROVED
    Since 2014-04-21
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • IL RA
    APPROVED
    Since 2008-04-17

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

750 Trade Centre Way, Portage, MI 49002 • United States

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Ada, MI • United States

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 04/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-04-16
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 2001-11-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-21
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S65 Uniform Investment Adviser Law Examination
    1997-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19
Other Names
  • Renee Cathleen Tabben
  • Renee Tabben

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · Grand Rapids, MI
CREATIVEONE WEALTH, LLC · Grand Rapids, MI
AI ALPHA LLC · GRAND RAPIDS, MI
WEALTHSPAN INVESTMENT MANAGEMENT, LLC · GRAND RAPIDS, MI
STRATEGIC NAVIGATORS PRIVATE WEALTH · GRAND RAPIDS, MI
ADVISOR 123 LLC · CALEDONIA, MI
ASPIRE WEALTH · CALEDONIA, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GRAND RAPIDS, MI

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