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Charles Joesph Nabhan

Stephens

Towson, MD

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • MD RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

100 West Road Suite 300, Towson, MD 21204 • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities Llc Baltimore MD 03/2013 08/2017
Wells Fargo Securities Llc Baltimore MD 10/2017 08/2021
Stephens Inc. Baltimore MD 09/2021 Present
  • 03/2013 → 08/2017
    Wells Fargo Securities Llc
    Baltimore, MD
  • 10/2017 → 08/2021
    Wells Fargo Securities Llc
    Baltimore, MD
  • 09/2021 → Present
    Stephens Inc.
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2006-06-29
  • S65 Uniform Investment Adviser Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2006-06-29
Other Names
  • Charlie Nabhan
  • Chuck Nabhan
  • Charles Joseph Nabhan

View on SEC IAPD

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