James Anthony Aletto

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-07
CA	RA	APPROVED	2011-01-03

MN RA
APPROVED

Since 2013-11-07
CA RA
APPROVED

Since 2011-01-03

Branch Locations

1360 S Frontage Rd, Hastings, MN 55033 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bloomington	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Bloomington	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Bloomington, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bloomington, MN

Previous Registrations

2006-06-14 → 2011-01-03

Wells Fargo Investments, Llc

Hastings, MN

Rochester, MN

Rochester, MN

Other Businesses

RENTAL PROPERTY; INV. RELATED; WALKER, MN; 100% OWNERSHIP WITH SPOUSE; START DATE 11/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-13
S63	Uniform Securities Agent State Law Examination	1997-07-23

S66 Uniform Combined State Law Examination

2006-06-13
S63 Uniform Securities Agent State Law Examination

1997-07-23

Designations

Other Names

Jim Aletto

View on SEC IAPD