Richard Francis Burek

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-01-28

NJ RA
APPROVED

Since 2021-01-28

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

74 Church St, Flemington, NJ 08822 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Whitehouse Station	NJ	05/2010	Present
Wells Fargo Advisors Llc	Princeton	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Princeton	NJ	11/2016	Present

05/2010 → Present

Wachovia Bank, N.A.

Whitehouse Station, NJ
05/2009 → 11/2016

Wells Fargo Advisors Llc

Princeton, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-03
S63	Uniform Securities Agent State Law Examination	1997-01-15

S66 Uniform Combined State Law Examination

2020-12-03
S63 Uniform Securities Agent State Law Examination

1997-01-15

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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