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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-07-21 |
Branch Locations
2301 Rosecrans Ave #5100 , El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Investment Management Inc. | West Conshohocken | PA | 06/2016 | 05/2026 |
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 06/2016 | 05/2026 |
| Morgan Stanley Distribution, Inc. | West Conshohocken | PA | 06/2016 | 05/2026 |
| Eaton Vance Distributors, Inc. | West Conshohocken | PA | 03/2022 | 05/2026 |
| Cetera Advisors Llc | Greenwood Village | CO | 07/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 07/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2026 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 1997-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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