Ian Stephens

Current Employers

Employment History

• 02/2011 → 07/2017
  Natixis Global Associates
  Boston, MA
• 01/2008 → 06/2017
  Imign
  Middleton, MA
• 08/2017 → 02/2019
  Edward Jones
  Marblehead, MA
• 02/2019 → 12/2019
  E*Trade Securities Llc
  Boston, MA
• 02/2019 → 12/2019
  E*Trade Capital Management Llc
  Boston, MA
• 12/2019 → 10/2021
  Edward Jones
  St. Louis, MO
• 08/2022 → 05/2026
  John Hancock Investment Management Distributors Llc
  Boston, MA
• 08/2022 → 05/2026
  John Hancock
  Boston, MA
• 10/2021 → 08/2022
  Coach360
  Topsfield, MA
• 06/2026 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2022-08-23 → 2026-05-25
  John Hancock Investment Management Llc
  Boston, MA
  Boston, MA
• 2019-12-11 → 2021-10-04
  Edward Jones
  Peabody, MA
• 2019-02-22 → 2019-12-06
  Harrisdirect Llc
  Boston, MA
  Arlington, VA
• 2017-08-22 → 2019-01-31
  Edward Jones
  Marblehead, MA
• 2011-02-14 → 2017-07-17
  Natixis Advisors, Llc
  Boston, MA
• 2008-11-28 → 2010-03-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

1.) a. OBA Name: Owner of Rental Property b. Investment-related? No c. OBA Address: 41 Maple Street, Middleton, MA 01945 d. OBA Nature: Rental Property e. Position, Title, or Relationship with the OBA: Owner f. OBA Start Date: 08/15/2021 g. Approximate number of hours/month devoted to the OBA: 0 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Owner of rental property. Not involved in day-to-day activity. 2.) a.OBA Name: RUNdays b.Investment-related? No c.OBA Address: 236 Perkins Row, Topsfield, MA, 01983 d.OBA Nature: Run coaching/marathon training e.Position, Title, or Relationship with the OBA: Partner f.OBA Start Date: 6/1/2024 g.Approximate number of hours/month devoted to the OBA: 28 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Marketing

Exams

• S66 Uniform Combined State Law Examination
  2008-11-25
• S63 Uniform Securities Agent State Law Examination
  1996-11-06

Other Names

• Ian Stephens
• Ian B Stephens