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Current Employers
Highland Investment Advisors Llc

466 Town Plaza Ave Ste 330, Ponte Vedra, FL 32081 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-02-29
ND RA APPROVED 2020-03-03
FL RA APPROVED 2015-10-02
WI RA APPROVED 2006-10-11
  • WA RA
    APPROVED
    Since 2024-02-29
  • ND RA
    APPROVED
    Since 2020-03-03
  • FL RA
    APPROVED
    Since 2015-10-02
  • WI RA
    APPROVED
    Since 2006-10-11

Branch Locations

Bellingham, WA • United States

466 Town Plaza Ave Ste 330, Ponte Vedra, FL 32081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Investment Advisors Llc Greenfield WI 08/2006 12/2022
Fund Management Corp Mequon WI 11/2014 Present
Playroom Properties Llc Milwaukee WI 02/2024 Present
Highland Investment Advisors Llc Dba Fund Management Corp Delafield WI 08/2006 Present
  • 08/2006 → 12/2022
    Greenfield, WI
  • 11/2014 → Present
    Fund Management Corp
    Mequon, WI
  • 02/2024 → Present
    Playroom Properties Llc
    Milwaukee, WI
  • 08/2006 → Present
    Highland Investment Advisors Llc Dba Fund Management Corp
    Delafield, WI
Previous Registrations
  • 2015-01-13 → 2020-12-31
    Fund Management Corp.
    Mequon, WI
  • 2004-05-11 → 2006-08-02
    Voyager Capital Management, Llc
    Lake Geneva, WI
  • 1999-12-21 → 2003-09-26
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

Playroom Properties LLC; Yes; Milwaukee, WI; Short term property rentals; Co-Owner; 02/2024; 10/MO; 10/MO; Design, Marketing, development, management of short term rental portfolio.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1996-03-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1996-03-26

View on SEC IAPD

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