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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-27 |
| OH | RA | APPROVED | 1999-08-16 |
| TX | RA | APPROVED_RES | 1992-11-16 |
Branch Locations
600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States
Fort Meyers Beach, FL • United States
Hinckley, OH • United States
Catawba Island, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Cleveland | OH | 11/1992 | Present |
1) WILLIAM MURPHY / NOTARY / 36 LAKECREST BLVD HINCKLEY, OHIO 44233 / NOTARY / START DATE 11/25/1997/ WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 1 HR PER MONTH. 2) South West Hospital / United States / 18697 Bagley Rd. Middleburg Hts, Ohio 44130 / Charity / Foundation Treasury and Investment committee / Member of Board of directors / treasury of foundation and finance committee / Start Date 8/2/2017 3) 16 MIMI llc/investment related?: yes/ 36 Lakecrest Blvd, Hinckley, Ohio, 443233/ Real Estate/ managing Partner/ start date: 6/1/2021/ 4) 36 MIMI llc/ investment related?: / 36 Lakecrest Blvd, Hinckley, Ohio, 443233/ Real Estate/ managing Partner/ start date: 6/1/2021 5) Friends Of Bay Oaks Committee, Helps Spread awareness about Bay Oaks PArk Bridge gap on some programs costs, Florida United States-33931, LLead Group, start date-7/1/2025. 6) Saint Albert The Great, Chruch, Member of Board of directors, Finace board, start date-10/1/2014, North RoyaltonOhio United States-44133.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-27 |
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