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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
TX RA APPROVED 2025-01-10
  • FL RA
    APPROVED
    Since 2025-01-13
  • TX RA
    APPROVED
    Since 2025-01-10

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 09/2013 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 01/2025
Morgan Stanley Smith Barney Llc Ponte Bedra Beach FL 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 02/2025 Present
  • 09/2013 → 11/2016
    Wells Fargo Advisors Llc
    Jacksonville, FL
  • 11/2016 → 01/2025
    Jacksonville, FL
  • 01/2025 → Present
    Morgan Stanley Smith Barney Llc
    Ponte Bedra Beach, FL
  • 02/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 2000-09-01
  • S65 Uniform Investment Adviser Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    2000-09-01
Other Names
  • Tracey Jones Badz
  • Tracey Jones Kinney

View on SEC IAPD

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