Daniel Patrick O'HAlloran

Current Employers

Employment History

• 12/2004 → Present
  Chicago Capital Management Advisors, Llc
  Lisle, IL
• 01/2015 → Present
  American Trust Investment Services, Inc.
  Chicago, IL
• 03/2019 → Present
  American Trust Investment Services Advisory, Inc
  Whiting, IN
• 07/2023 → Present
  Asset Strategies, Inc
  Lisle, IL

Previous Registrations

• 2023-07-21 → 2024-12-31
  Asset Strategies, Inc
  Lisle, IL
• 2006-01-09 → 2014-12-31
  Lasalle St. Investment Advisors, L.L.C.
  Elmhurst, IL

Other Businesses

1. American Trust Investment Services, Inc.; Investment Related; 77 West Washington St. #1801, Chicago, IL 60601; FINRA B/D; Registered Rep/Branch Manager; Started 01/2015; Approx 130 hrs/mo all during market hours; Supervising assigned registered representatives and servicing client base 2. American Trust Investment Services Advisory, Inc.; 1244 119th Street Whiting, IN 46394; State Registered Investment Advisor; IAR/CCO; Started 03/2019; Approx 30 hrs/mo; 30 hrs during market hours; Service Customer, Supervise certain IARs and Supervice firm Compliance. 3. Insurance Licensed/American Trust Insurance Group, Inc.; Investment related; 4722 Main Street, Lisle, IL 60532; Producing Agency; Insurance Agent; Approx 20 hr/mo; 20/mo during trading hours; Sell Insurance products 4. Asset Strategies, Inc.; Investment Related; 4722 Main Street, Lisle, IL 60532; State Registered RIA; CCO Started 06/2024; Approx 40 hr/mo; 40/mo during trading hours; Reviews all client and business activities. 5. CCIG Acquisition Company, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; Managing Member/Secretary; Started 01/2012; Approx 1 hr/mo; 2/mo during trading hours; Financial Reporting, No operations or sales. 6. Chicago Capital Investment Group, LLC; Not investment related; 4722 Main Street, Lisle, IL 60532; Management Co for OBA's; Secretary/Managing Member; Started 06/2002; Approx 10 hrs/mo; 40/mo during trading hours; Managing two majority-owned RIAs, also providing business management for fixed insurance business through American Trust Insurance Group and American Trust Investment Services Advisory, Inc. 7. Chicago Capital Management Advisors, LLC; Investment related; 4722 Main Street, Lisle, IL 60532; SEC RIA; IAR/CCO/Managing Member; Started 06/2002; Approx 40 hrs/mo; during trading hours; Investment Adviser Rep actively managing accounts and acting as CCO 8. Kando Partners, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Manages OBA’s Chicago Branch; Secretary; Started 01/2006; Approx less than 1 hr/mo; 0/mo during trading hours; President 9. LCM Holdings, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; Investor/Director; Started 11/2001; Approx less than 1 hr/mo; 0/mo During trading hours; no duties 10. Main St. Professional Building, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Primary office location for affiliated entities; Investor; Started 05/2004; Approx 1 hr/mo; 0/mo during trading hours; Does not occur during market hours; Bill paying 11. The Capital Markets Group, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Professional Employment Organization;Board Member; Started 12/1996; Approx less than 1 hr/mo; 0/mo during trading hours; Financial responsibilities 12. The Office First, LLC; Not Investment Related; 2008 Indianapolis Blvd, Whiting, IN 46394; Managing Member; Public Libation House; Started 2018

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-06
• S63 Uniform Securities Agent State Law Examination
  1985-07-31

Other Names

• Daniel Patrick Ohalloran