Paul Daniel Penzel

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-24

FL RA
APPROVED

Since 2026-02-24

Branch Locations

Punta Gorda, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Flushing	MI	05/1999	06/2024
Securities America Advisors	Flushing	MI	04/2000	06/2024
Paul Penzel (Investment Management Inc)	Flushing	MI	01/2000	Present
Osaic Wealth, Inc.	Flushing	MI	06/2024	Present

05/1999 → 06/2024

Securities America, Inc.

Flushing, MI
04/2000 → 06/2024

Securities America Advisors

Flushing, MI
01/2000 → Present

Paul Penzel (Investment Management Inc)

Flushing , MI
06/2024 → Present

Osaic Wealth, Inc.

Flushing, MI

Previous Registrations

2010-02-02 → 2024-06-14

Securities America Advisors, Inc.

Flushing, MI

Flushing, MI

Other Businesses

***REGENCY CONDOMINIUMS POSITION: Volunteer Director NATURE: I own one condominium unit in a 32 unit condominium complex in Florida. I was asked and would like to run for the Condominiums Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2020 ADDRESS: 1512 Rio De Janeiro, Punta Gorda FL 48433 DESCRIPTION: I would run for a one year term as a board member on the Board of directors for the Condominium Board

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-08-21

S63 Uniform Securities Agent State Law Examination

1985-08-21

Designations

View on SEC IAPD