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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-13 |
Branch Locations
6404 Wilshire Blvd Ste 1215, Los Angeles, CA 90048 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Lomita | CA | 03/2014 | 11/2019 |
| Lpl Financial, Llc | Los Angeles | CA | 12/2019 | Present |
1. 12/13/2019 - ABP Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/2019 - Time Spent 90%. 2. 4/14/2020 - ABP Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/03/2020 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-05 |
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