Margaret Hatfield Carey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-22
PA	RA	APPROVED	2023-07-27
CT	RA	APPROVED	2023-07-26
NJ	RA	APPROVED	2023-07-26
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED	2004-08-31

FL RA
APPROVED

Since 2023-08-22
PA RA
APPROVED

Since 2023-07-27
CT RA
APPROVED

Since 2023-07-26
NJ RA
APPROVED

Since 2023-07-26
NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED

Since 2004-08-31

Branch Locations

Boston, MA • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

New York, NY

Previous Registrations

1998-04-08 → 2004-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

HATFIELD IMPORTS / BABY CLOTHING/ 7 BUTTERNUT LANE NANUET, NY 10954 / INVESTOR/ START DATE 5/1/2009.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-09
S63	Uniform Securities Agent State Law Examination	1992-05-01

S65 Uniform Investment Adviser Law Examination

1994-05-09
S63 Uniform Securities Agent State Law Examination

1992-05-01

Other Names

Maggie Carey

View on SEC IAPD