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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-24 |
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
1291 N. Indian Hill Blvd. Unit A, Claremont, CA 91711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Claremont | CA | 07/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Claremont | CA | 01/2009 | Present |
| Thomas Investment Group | Claremont | CA | 07/2005 | Present |
(1)Name of Business: Thomas Investment Group Address: 1291 N. Indian Hill Blvd. Unit A, Claremont, CA, 91711, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/31/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Will rent extra office to Plastic Salesman
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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