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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-10 |
| TX | RA | APPROVED | 2020-06-25 |
| TN | RA | APPROVED | 2019-10-18 |
Branch Locations
1639 Medical Center Pkwy Ste 305, Murfreesboro, TN 37129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Murfreesboro | TN | 11/1998 | Present |
| J.J.B. Hilliard, W.L. Lyons, Inc. | Murfreesboro | TN | 11/1998 | Present |
| Robert W. Baird & Co. Incorporated | Murfreesboro | TN | 10/2019 | Present |
Name/Address: Rental Property, 633 East Vine St, Murfreesboro, TN 37130 Start date: 2005 Hours spent: Very little Hours spent during trading Hours: Zero Role/Responsibility: Owner of building Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-16 |
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