Michael James Matthews

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-23

MI RA
APPROVED

Since 2010-09-23

Branch Locations

Clarkston, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mjm Associates, Inc	Madison Heights	MI	10/1987	Present
The Merchant Group	Madison Heights	MI	10/1987	08/2017
Royal Alliance Associates, Inc.	New York	NY	06/2004	Present
Affiliated Advisors, Inc.	Rochester	MI	07/2011	12/2018

10/1987 → Present

Mjm Associates, Inc

Madison Heights, MI
10/1987 → 08/2017

The Merchant Group

Madison Heights, MI
06/2004 → Present

Royal Alliance Associates, Inc.

New York, NY
07/2011 → 12/2018

Affiliated Advisors, Inc.

Rochester, MI

Previous Registrations

2011-07-29 → 2018-12-26

Affiliated Advisors, Inc.

Rochester, MI

Other Businesses

1) MJM ASSOCIATES, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 10/27/1987 ADDRESS: 5250 Iroquois Ct., Clarkston MI 48348, United States DESCRIPTION: This is a corporation. I use it to provide non securities related fiduciary consulting services, insurance services, and non securities related employee benefits (health, LTC). 2) MICHAEL J. MATTHEWS POSITION: Agent NATURE: Sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 04/22/2019 ADDRESS: 312 East Street, Rochester MI 48307, United States DESCRIPTION: Sale of fixed insurance products. 3) MICHAEL J. MATTHEWS POSITION: Agent NATURE: Sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 04/22/2019 ADDRESS: 5250 Iroquois Ct, Clarkston MI 48348, United States DESCRIPTION: Sale of fixed insurance products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-29
S63	Uniform Securities Agent State Law Examination	1990-09-17

S65 Uniform Investment Adviser Law Examination

2004-07-29
S63 Uniform Securities Agent State Law Examination

1990-09-17

View on SEC IAPD