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17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-03 |
| NJ | RA | APPROVED | 2008-05-13 |
| AZ | RA | APPROVED | 2008-05-07 |
Branch Locations
17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| (Dba) Key Group Management Inc | Fountain Hills | AZ | 02/2008 | Present |
| National Planning Corporation | Scottsdale | AZ | 01/2009 | 03/2017 |
| Royal Alliance | Scottsdale | AZ | 03/2017 | 08/2022 |
| Concourse Financial Group Securities | Fountain Hills | AZ | 08/2022 | 02/2025 |
| Cetera Wealth Services, Llc | Fountain Hills | AZ | 02/2025 | Present |
(dba) KEY GROUP MANAGEMENT LLC; INVESTMENT RELATED; FOUNTAIN HILLS, CA; OTHER; CCO; START DATE 01/2010; 180 HOURS PER MONTH; INDEPENDENT RIA WITH CUSTODAY AT CHARLES SCHWAB.>> KEY GROUP TAX SERVICES; NON-INVESTMENT RELATED; SCOTTSDALE, AZ; TAX SERVICE; MANAGER; START DATE 01/2019; 40 HOURS PER MONTH; PROVIDE INCOME TAX PREPARATION AND FILING FOR INDIVIDUALS AND BUSINESSES. >> RED CAPTURE; INVESTMENT RELATED; FOUNTAIN HILLS, CA; OTHER-SOFTWARE; MANAGER; START DATE 01/2019; 2 HOURS PER MONTH; CONSULTING AND MARKETING OF A SOFTWARE TOOL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-28 |
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